Introduction to Ethics and Corporate Governance in Financial Services

• Definition and significance of ethics in financial services.
• Overview of corporate governance and its role in financial institutions.
• The relationship between ethics, governance, and long-term business success.

Ethical Frameworks and Decision-Making in Financial Services

• Key ethical principles (integrity, transparency, fairness).
• Ethical decision-making models for financial professionals.
• Addressing conflicts of interest and ensuring fairness in financial transactions.

Corporate Governance Principles and Best Practices

• Structure and functions of corporate governance in financial organizations.
• The role of boards of directors, executives, and shareholders in governance.
• Best practices for ensuring transparency, accountability, and ethical leadership.

Regulatory and Legal Aspects of Ethics and Governance

• Overview of key financial regulations.
• Compliance with anti-money laundering (AML) and know your customer (KYC) regulations.
• The role of regulatory bodies (SAMA, CMA, etc.) in enforcing ethical standards in financial services.

Managing Ethical Dilemmas and Conflicts of Interest

• Identifying and addressing ethical dilemmas in financial services.
• Strategies for managing conflicts of interest in financial transactions and investment decisions.

Stakeholder Management and Corporate Social Responsibility (CSR)

• Understanding the role of stakeholders in financial institutions.
• The importance of corporate social responsibility in ethical business practices.
• Balancing the interests of shareholders, customers, employees, and society.

Building an Ethical Culture and Governance Framework

• Developing an organizational culture that values ethical behavior.
• Implementing governance frameworks that promote ethical conduct and compliance.
• Creating effective policies and procedures to support ethical decision-making and corporate governance.

Emerging Trends and Challenges in Ethics and Governance in Financial Services

• The evolving role of technology and digitalization in corporate governance and ethical standards.
• Managing ethical challenges in global financial markets and cross-border regulations.
• The future of corporate governance in financial services and the impact of sustainability and ESG (Environmental, Social, and Governance) criteria.

• Financial Analysis & Credit Risk Assessment
• Credit Policy Development
• Client Advisory Expertise
• Risk Mitigation Skills
• Post-Credit Evaluation

This training course will be carried out through the use of best practices and the right combination of engaging and purposeful tools such as:

• Practical, relevant case studies
• Group activities and workshops
• Related role plays
• Experiential learning
• Brain storming
• Stimulating mental activities
• Engaging team competitions
• Suitable training Videos
• Presentations
• Self–assessments
• Learning with Simulations and Games

• Financial services professionals (bankers, asset managers, insurance agents, etc.)
• Compliance officers and risk managers in financial institutions
• Corporate governance professionals and board members
• Financial regulators and policymakers
• Business ethics consultants and advisors
• Legal and regulatory affairs professionals in the financial sector