At the end of this course, the participants should be able to:
- Understand the ethical foundations of financial services and the importance of ethical decision-making.
- Analyze and apply the principles of corporate governance in the financial services sector.
- Identify the role of regulations and compliance in shaping ethical behavior and corporate governance.
- Address ethical dilemmas and conflicts of interest within financial organizations.
- Understand stakeholder management and the role of corporate social responsibility in financial services.
- Design and implement ethical policies and governance frameworks to improve organizational integrity.
Introduction to Ethics and Corporate Governance in Financial Services
- Definition and significance of ethics in financial services.
- Overview of corporate governance and its role in financial institutions.
- The relationship between ethics, governance, and long-term business success.
Ethical Frameworks and Decision-Making in Financial Services
- Key ethical principles (integrity, transparency, fairness).
- Ethical decision-making models for financial professionals.
- Addressing conflicts of interest and ensuring fairness in financial transactions.
Corporate Governance Principles and Best Practices
- Structure and functions of corporate governance in financial organizations.
- The role of boards of directors, executives, and shareholders in governance.
- Best practices for ensuring transparency, accountability, and ethical leadership.
Regulatory and Legal Aspects of Ethics and Governance
- Overview of key financial regulations.
- Compliance with anti-money laundering (AML) and know your customer (KYC) regulations.
- The role of regulatory bodies (SAMA, CMA, etc.) in enforcing ethical standards in financial services.
Managing Ethical Dilemmas and Conflicts of Interest
- Identifying and addressing ethical dilemmas in financial services.
- Strategies for managing conflicts of interest in financial transactions and investment decisions.
Stakeholder Management and Corporate Social Responsibility (CSR)
- Understanding the role of stakeholders in financial institutions.
- The importance of corporate social responsibility in ethical business practices.
- Balancing the interests of shareholders, customers, employees, and society.
Building an Ethical Culture and Governance Framework
- Developing an organizational culture that values ethical behavior.
- Implementing governance frameworks that promote ethical conduct and compliance.
- Creating effective policies and procedures to support ethical decision-making and corporate governance.
Emerging Trends and Challenges in Ethics and Governance in Financial Services
- The evolving role of technology and digitalization in corporate governance and ethical standards.
- Managing ethical challenges in global financial markets and cross-border regulations.
- The future of corporate governance in financial services and the impact of sustainability and ESG (Environmental, Social, and Governance) criteria.
-